Jerod Wurm is a CFP-designated registered investment advisor, based in Roseville, CA, with 28 years of industry experience.
Location
3741 Douglas Blvd, Ste. 310, Roseville, CA, 95661
Get directionsHistory
Regulatory History (3)
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Regulatory
December 2012Final
Regulatory
July 2011Final
Customer Dispute
November 2008Settled
Other Business ActivitiesSells Insurance
Jerod works as a wealth advisor for CWM, LLC and its DBAs, dedicating about a quarter of his time to one and another quarter to another. He also works as an insurance agent selling life, health, and annuities, spending a few hours per week on this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLC
January 2025 - Present · 1 yr 3 mos
Cwm, LLC
January 2025 - Present · 1 yr 3 mos
Cetera Wealth Services, LLCBroker
January 2025 - Present · 1 yr 3 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
August 2015 - January 2025 · 9 yrs 5 mos
Wells Fargo Advisors
August 2015 - January 2025 · 9 yrs 5 mos
Morgan Stanley
October 2010 - September 2015 · 4 yrs 11 mos
Morgan StanleyBroker
October 2010 - September 2015 · 4 yrs 11 mos
Wurm & Frye Investment Advisory Group
March 2009 - December 2009 · 9 mos
Wurm & Frye Investment Advisory Group
July 2003 - December 2008 · 5 yrs 5 mos
LPL Financial Corporation
May 2003 - November 2010 · 7 yrs 6 mos
LPL Financial CorporationBroker
May 2003 - November 2010 · 7 yrs 6 mos
Prudential Securities Incorporated
February 2001 - May 2003 · 2 yrs 3 mos
Prudential Securities IncorporatedBroker
January 2001 - May 2003 · 2 yrs 4 mos
Pruco Securities CorporationBroker
November 1998 - February 2001 · 2 yrs 3 mos
American Express Financial Advisors INC.Broker
September 1997 - October 1998 · 1 yr 1 mo
Ids Life Insurance CompanyBroker
September 1997 - October 1998 · 1 yr 1 mo
State Registrations9 states
AZCACOFLIDNVORTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.