Brian Raleigh
Brian Raleigh is a registered investment advisor at Raleigh Capital Management INC., based in Cary, NC, with 13 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Retirement Planning. Their firm serves 470 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Raleigh Capital Management (RCM) offers investment management services where they directly manage your investments or act as a 'manager of managers' by selecting third-party money managers. The advisory fee is negotiable but generally will not exceed 1.80% of the value of your assets per year. The fee is charged monthly or quarterly, based on the average daily balance of your account. If RCM retains sub-advisers, they will be paid out of the advisory fees RCM collects from you.
Location
117 Edinburgh South Drive, Suite 110, Cary, NC, 27511
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2020Employment Separation After Allegations
February 2005Other Business ActivitiesSells Insurance
Brian owns Raleigh Wealth Solutions, where he sells insurance products, primarily life insurance and annuities, dedicating about a third of his time. He is also a silent partner in Raleigh Double Cousins, LLC (real estate sales) and owner of New Regime BD Team, LLC (business expenses), dedicating minimal time to each.
Employment History
Current Registrations
Raleigh Capital Management INC.
Previous Registrations
Eqis Capital Management
Formula Folio Investments
Global Financial Private Capital, LLC
Financial West Group
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.