James Baker is a registered investment advisor at Ka Credit Advisors II, LLC, based in Houston, TX, with 20 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients with $390M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$391.0M
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Location
717 Texas Avenue, 22nd Floor, Houston, TX, 77002
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ka Credit Advisors II, LLC
February 2021 - Present · 5 yrs 2 mos
Ka Credit Advisors, LLC
October 2020 - Present · 5 yrs 6 mos
Kayne Anderson Capital Advisors LP
January 2015 - Present · 11 yrs 3 mos
Ka Fund Advisors, LLC
September 2006 - Present · 19 yrs 7 mos
Previous Registrations
Ka Credit Advisors, LLC
March 2020 - July 2020 · 4 mos
Kayne Anderson Fund Advisors, LLC
December 2019 - November 2023 · 3 yrs 11 mos
Kayne Anderson Capital Advisors LP
July 2005 - December 2014 · 9 yrs 5 mos
State Registrations1 state
TX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.