Stacy Francis is a CFP-designated registered investment advisor at Francis Financial, based in New York, NY, with 10 years of industry experience. Stacy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 238 clients with $680M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $15.0M | 0.70% |
| $15.0M - $30.0M | 0.60% |
| $30M+ | 0.50% |
Fees are negotiable on a client-by-client basis. Minimum annual fee of $3,000 for Asset Management via Institutional Intelligent Portfolios.
Fee Estimator
Contact
Stacy Francis
Location
39 Broadway, Suite 1730, New York, NY, 10006
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2024Other Business Activities
Stacy is the founder and a board member of Savvy Ladies, a financial education organization, since 2003. She dedicates about 10-20% of her time to this role, including some time during securities trading hours.
Employment History
Current Registrations
Francis Financial
Previous Registrations
Francis Financial
Francis Financial
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Francis Financial is a boutique wealth management and financial planning firm specializing in high net worth individuals and families with over $2MM in investable assets and dedicated to providing you personalized financial guidance. Our comprehensive financial planning process offers established individuals and families with a holistic navigation tool for financial success.