SJ
CFA
SJ
CFA

Scott Johnson

18 Years of Experience
Rocky Hill, CT
Broker

Scott Johnson is a CFA-designated registered investment advisor at Empower Capital Management, LLC, based in Rocky Hill, CT, with 18 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 152 clients with $68B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
152 clients
Average Client Portfolio
$449.6M average
Assets Under Management
$68.3B

Fee Structure

Investment management only (planning not offered)

Empower Capital Management manages investments for various entities, including affiliated funds, stable value accounts, and collective investment trusts. The fees vary depending on the client type and are calculated as a percentage of assets under management. These fees are negotiable and paid in arrears. The specific fee arrangements are determined through written agreements with each client.

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Location

Rocky Hill, CT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Empower Capital Management, LLC
February 2023 - Present · 3 yrs 2 mos
Empower Financial Services, INC.
December 2022 - Present · 3 yrs 4 mos
Empower Financial Services, INC.Broker
December 2022 - Present · 3 yrs 4 mos
Previous Registrations
Global Portfolio Strategies, INC.
April 2019 - December 2022 · 3 yrs 8 mos
Prudential Investment Management Services LLCBroker
February 2008 - December 2022 · 14 yrs 10 mos
State Registrations52 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Scott Johnson - Financial Advisor | TrueAdvisor