Neal Britt
Neal Britt is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3120 Southwest Fwy Ste 500, Houston, TX, 77098
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Regulatory History (1)
Employment Separation After Allegations
July 2001Other Business ActivitiesSells Insurance
Neal provides investment advisory services through Sovereign Wealth Advisors, LLC, dedicating about a quarter of his time. He also sells life, disability, and long-term care insurance through Sovereign Wealth Advisors, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
Sovereign Wealth Advisors LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Sovereign Wealth Advisors LLC
LPL Financial LLC
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.