LS
LS

Louis Sanfilippo

15 Years of Experience
Lisle, IL
Broker

Louis Sanfilippo is a registered investment advisor at MML Investors Services, LLC, based in Lisle, IL, with 15 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

2441 Warrenville Road, Suite 300, Lisle, IL, 60532

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
MML Investors Services, LLC
November 2025 - Present · 5 mos
MML Investors Services, LLC
February 2019 - Present · 7 yrs 2 mos
MML Investors Services, LLCBroker
February 2019 - Present · 7 yrs 2 mos
Previous Registrations
Signator Investors, INC.Broker
December 2012 - October 2014 · 1 yr 10 mos
Park Avenue Securities LLCBroker
November 2006 - April 2010 · 3 yrs 5 mos
Park Avenue Securities LLCBroker
April 2005 - November 2006 · 1 yr 7 mos
Princor Financial Services CorporationBroker
July 2003 - March 2004 · 8 mos
Nylife Securities INC.Broker
January 2002 - January 2003 · 1 yr
State Registrations4 states
CAFLILIN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.