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Gregory Mark Feldman
Thornburg Investment Management INC
23 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Thornburg Investment Management INC
Compensation
Fee-Only (AUM)
Firm Size
29 advisors
Number of Clients
705 clients
Average Client Portfolio
$64.2M average
Assets Under Management
$45.3B
Fee Structure
Minimum Investment:
$100K
Financial Planning:
Investment management only
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Location
Parkland, FL
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History
Regulatory History (1)
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Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Regulatory
June 2016
Final
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How to Read Disclosures
Employment History
Current Registrations
Thornburg Investment Management INC
March 2017 - Present · 8 yrs 11 mos
Thornburg Securities LLC
February 2017 - Present · 9 yrs
Thornburg Securities LLC
Broker
February 2017 - Present · 9 yrs
Previous Registrations
Lord, Abbett & CO. LLC
March 2004 - April 2016 · 12 yrs 1 mo
Lord Abbett Distributor LLC
Broker
April 2003 - April 2016 · 13 yrs
Merrill Lynch Pierce Fenner & Smith INC.
December 2002 - March 2003 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
November 2001 - March 2003 · 1 yr 4 mos
State Registrations
3 states
FL
NM
PR
Advisor
Broker
Both
Exams
No exam information available for this advisor.
Gregory Mark Feldman - Financial Advisor | TrueAdvisor