Jeffrey Cathersal
Jeffrey Cathersal is a registered investment advisor at Penny Lane Wealth Management, LLC, based in Tacoma, WA, with 23 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 40 clients with $19M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Tacoma, WA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jeffrey is an Investment Advisor Representative (IAR) for Alexander Capital Wealth Management LLC and Penny Lane Wealth Management, and a Registered Representative for Alexander Capital, L.P. He also serves as President of Cathersal Investments, INC., dedicating minimal time to this role, and works as an insurance agent for Alexander Capital, L.P., dedicating a few hours per week.
Employment History
Current Registrations
Penny Lane Wealth Management, LLC
Alexander Capital, L.P.
Alexander Capital Wealth Management LLC
Alexander Capital, L.P.Broker
Previous Registrations
Securities America Advisors, INC.
Arbor Point Advisors
Securities America, INC.Broker
Kms Financial Services, INC.Broker
Kms Financial Services, INC
Portfolio Strategies INC
Portfolio Strategies INC
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.