Robert Simpton is a CFP-designated registered investment advisor at Redfish Capital, based in Cypress, TX, with 23 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 88 clients with $76M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 2.00% |
| $50K - $250K | 1.50% |
| $250K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.35% |
Fees are negotiable based on various criteria. Redfish also uses American Funds Service Company, which has a similar tiered fee structure. When using Sub-Advisors, the Client may pay additional fees depending on the Sub-Advisor, not to exceed an annual fee of 0.35%.
Fee Estimator
Location
17302 House & Hahl Road Suite 215, Cypress, TX, 77433
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is an insurance agent selling fixed insurance products through Redfish Insurance Services LLC, dedicating minimal time to this activity. He is also a sole proprietor working as a notary public since 2010.
Employment History
Current Registrations
Redfish Capital
Previous Registrations
Scf Securities, INC.Broker
Scf Investment Advisors, INC.
Wfg Advisors, LP
Wfg Investments, INC.Broker
Securities America Advisors, INC.
Securities America, INC.Broker
Capital Analysts, Incorporated
Capital Analysts, IncorporatedBroker
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.