Lazaro Guzman
Lazaro Guzman is a CFA-designated registered investment advisor at Empower Capital Management, LLC, based in West Hartford, CT, with 19 years of industry experience. Lazaro operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 152 clients with $68B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Empower Capital Management manages investments for various entities, including affiliated funds, stable value accounts, and collective investment trusts. The fees vary depending on the client type and are calculated as a percentage of assets under management. These fees are negotiable and paid in arrears. The specific fee arrangements are determined through written agreements with each client.
Location
West Hartford, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lazaro is a managing member/owner of Keystone Investment Group, LLC, a real estate development, rental, and leasing business, dedicating about 10-20% of his time. He also serves as a board member and chairman for the West Hartford Pension Board and a board member for Junior Achievement of Southern New England, spending minimal time on these roles.
Employment History
Current Registrations
Empower Capital Management, LLC
Empower Financial Services, INC.
Empower Financial Services, INC.Broker
Previous Registrations
Global Portfolio Strategies, INC.
Prudential Investment Management Services LLCBroker
State Registrations24 states
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