Sean Carter
Sean Carter is a registered investment advisor at Kingstone Capital Partners Texas, LLC, based in Littleton, CO, with 20 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 199 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 1.00% |
Fees are negotiable. Beginning on July 1, 2024, the Firm’s fees for Investment Management Services are based upon a percentage of assets under management and are fixed at a rate that will vary by Client and range from 0.50% to 2.00%.
Fee Estimator
Location
Littleton, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean is an independent insurance agent with Verity Financial since 2017, dedicating nearly full-time hours per week to this non-investment related activity. Sean is also a director and investment advisor for Kingstone Capital Partners, spending nearly full-time hours per month, with most of that time during securities trading hours.
Employment History
Current Registrations
Kingstone Capital Partners Texas, LLC
Previous Registrations
Emerson Equity LLCBroker
Kingstone Capital Partners Texas, LLC
Newport Coast Securities, INC.Broker
Newport Coast Asset Management
Regulus Advisors, LLCBroker
Regal Investment Advisors LLC
Transamerica Capital, INC.Broker
Janus Distributors LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.