James Rider is a registered investment advisor at Osaic Wealth, INC., based in Monroe, LA, with 21 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2401 Tower Drive, Monroe, LA, 71201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works full-time as a financial advisor for Graham, Bordelon, Golson & Gilbert, Inc. He also reviews insurance policies and submits applications for life insurance and long-term care, dedicating minimal time to this. Additionally, James provides occasional notary services and serves as an executor for an estate.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Graham, Bordelon, Golson & Gilbert, INC.
Previous Registrations
Entrust Investment Management LLC
Triad Advisors LLCBroker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
AXA Advisors, LLCBroker
State Registrations15 states
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