RB
RB

Robert Burks

20 Years of Experience
Baltimore, MD
Broker

Robert Burks is a registered investment advisor, based in Baltimore, MD, with 20 years of industry experience.

Location

1201 N Calvert St, Baltimore, MD, 21202-3908

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Robert is the Chief Compliance Officer at Brown Capital Management LLC, dedicating full-time hours to administering their compliance program. He also works in operations, manufacturing, sales, and promotion for Big Hit Ideas LLC, spending about 10-20% of his time on this non-investment related activity.

Employment History
Current Registrations
Alps Distributors, INC.Broker
May 2025 - Present · 11 mos
Brown Capital Management, LLC
March 2019 - Present · 7 yrs 1 mo
Previous Registrations
Alps Distributors, INC.Broker
May 2019 - February 2021 · 1 yr 9 mos
Legg Mason Investor Services, LLCBroker
March 2016 - March 2019 · 3 yrs
Clearbridge Investments, LLC
March 2016 - March 2019 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2005 - June 2015 · 10 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2005 - June 2015 · 10 yrs 3 mos
State Registrations1 state
MD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Burks - Financial Advisor | TrueAdvisor