Alan Dole is a registered investment advisor, based in Glen Allen, VA, with 21 years of industry experience.
Location
Glen Allen, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is an independent insurance agent for various companies through Dole Financial Services Inc, taking a few hours per week. He is also an advisory representative of a RIA, and involved with the Rotary Club and a religious organization, dedicating minimal time to each.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research, INC.
Previous Registrations
Sanders Morris Harris INC.Broker
Sanders Morris Harris INC.
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Capital Investment Advisors
National Planning CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.