Aaron Agte is a CFP-designated registered investment advisor at Graystone Advisor, LLC, based in Foster City, CA, with 20 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Corporate Executives, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 4 more. Their firm serves 23 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Graystone Advisor combines financial planning and investment management into one service. The annual fee is based on 0.5% of your net worth and 1.0% of your annual income. The minimum annual fee is $16,000, paid monthly or quarterly. The amount of the fee attributed to investment management will not exceed 3% of the total assets under management. This fee does not include the Outside Manager's fee.
Contact
Aaron Agte
Location
Foster City, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Aaron owns rental real estate property in San Diego since 2014. This activity is investment-related.
Employment History
Current Registrations
Graystone Advisor, LLC
Previous Registrations
LPL Financial LLCBroker
Financial Telesis INCBroker
Cambridge Investment Research, INC.Broker
Vantage Wealth Management, LLC
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Guaranty Brokerage Services, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
I provide fee-only comprehensive financial planning and investment management for couples who need help with their company stock, including Incentive Stock Options (ISOs), NQSOs, RSUs, ESPP, and their 401k.