Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
8 advisors
Number of Clients
1,060 clients
Average Client Portfolio
$62.7M average
Assets Under Management
$66.4B

Fee Structure

Minimum Investment:$5M
Financial Planning:Investment management only
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Location

1735 Market Street, Suite 1800, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Franklin Distributors, LLC
June 2009 - Present · 16 yrs 8 mos
Brandywine Global Investment Management, LLC
June 2009 - Present · 16 yrs 8 mos
Franklin Distributors, LLCBroker
June 2009 - Present · 16 yrs 8 mos
Previous Registrations
Goldman, Sachs & CO.Broker
December 2007 - June 2009 · 1 yr 6 mos
Legg Mason Investor Services, LLCBroker
August 2006 - December 2007 · 1 yr 4 mos
State Registrations1 state
PA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.