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Shawn Murphy

19 Years of Experience
Rocky Hill, CT
Broker

Shawn Murphy is a registered investment advisor at Cetera Investment Advisers LLC, based in Rocky Hill, CT, with 19 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

35 Cold Spring Road, Suite 222, Rocky Hill, CT, 06067-3162

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Shawn is a director/president of Southway Condominium Association, dedicating minimal time to board meetings and budgetary matters. He is also a managing member of SPM Financial Services, LLC, spending about a third of his time providing financial services to clients, and a sole proprietor/owner of Murphy & Associates, P.C.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
February 2007 - October 2019 · 12 yrs 8 mos
1st Global Capital CORP.Broker
December 2006 - October 2019 · 12 yrs 10 mos
State Registrations2 states
CTFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.