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Blaine Docker

10 Years of Experience
San Francisco, CA

Blaine Docker is a registered investment advisor at Main Management, LLC, based in San Francisco, CA, with 10 years of industry experience. Blaine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 231 clients with $1.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
231 clients
Average Client Portfolio
$7.1M average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$2M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

Maximum fee for SMA accounts managed directly. Fees may vary based on asset levels, relationships, and account type. Wrap fee programs may have fees up to 0.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

601 California Street, Suite 300, San Francisco, CA, 94108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Blaine is the Chief Operating Officer of Main Management, LLC, a registered investment advisor, dedicating full-time hours to this role. He also works for Main Management Fund Advisors LLC as a trader and in client service, spending about 60% of his time on this investment-related activity.

Employment History
Current Registrations
Main Management, LLC
June 2016 - Present · 9 yrs 10 mos
Previous Registrations
Ceros Financial Services, INC.Broker
March 2016 - November 2017 · 1 yr 8 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.