Thomas Appleton
Thomas Appleton is a CFA-designated registered investment advisor at Loring, Wolcott & Coolidge Fiduciary Advisors, LLP, based in Boston, MA, with 18 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 3,385 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 0.90% |
| $3.0M - $6.0M | 0.60% |
| $6M+ | 0.30% |
In addition to the AUM fee, an income fee of 5% is charged on all interest and dividends collected. Certain security types are excluded when calculating the principal fee. Fees may be modified based on special circumstances.
Fee Estimator
Location
230 Congress Street, Boston, MA, 02110-2437
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is a partner at Loring, Wolcott & Coolidge Fiduciary Advisors, LLP, primarily managing fiduciary accounts and serving as a trustee. He also holds treasurer and board positions at various non-profit organizations and acts as a consultant for an insurance company, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Loring, Wolcott & Coolidge Fiduciary Advisors, LLP
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.