Richard Omobogie is a CFP-designated registered investment advisor at Zuwa Financial LLC, based in Lewisville, TX, with 16 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 20 clients with $740K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $250K | 1.00% |
| $250K - $1.0M | 0.75% |
| $1M+ | 0.50% |
Annual fees are negotiable. The above listed fees do not include the fee of the outside manager.
Fee Estimator
Location
4400 State Hwy 121, Suite 300/#351, Lewisville, TX, 75056
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is the owner/CEO of Zuwa Tax Consulting LLC, taking about half of his time.
Employment History
Current Registrations
Zuwa Financial LLC
Previous Registrations
LPL Financial LLC
Wells Fargo Advisors, LLC
VALIC Financial Advisors, INC.
Chase Investment Services CORP.
Ameriprise Financial Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.