Seth Stewart
Seth Stewart is a registered investment advisor at Brookstone Financial, based in Jeffersonville, IN, with 18 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 461 clients with $96M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable based upon certain criteria (e.g., historical relationship, type of assets, anticipated future earning capacity, anticipated future additional assets, dollar amounts of assets to be managed, related accounts, account composition, negotiations with Clients, etc.).
Fee Estimator
Location
2213 Allison Lane, Jeffersonville, IN, 47130
Get directionsHistory
Regulatory History (8)
Customer Dispute
October 2023Customer Dispute
October 2023Customer Dispute
June 2023Customer Dispute
June 2023Customer Dispute
August 2022Customer Dispute
June 2022Customer Dispute
January 2022Customer Dispute
February 2020Other Business ActivitiesSells Insurance
Seth is an independent insurance agent since 2007, dedicating a few hours per week to this activity. He also owns a RV and boat sales business, taking about 20% of his time, and is president of Brookstone Development LLC (real estate development) and Brookstone Holdings LLC (real estate holding company), spending minimal time on the latter.
Employment History
Current Registrations
Brookstone Financial
Previous Registrations
Center Street Securities, INC.Broker
American Equity Investment CorporationBroker
Center Street Securities, INC.Broker
Brookstone Capital Management LLC
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.