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Jamie Nichols

17 Years of Experience
Springfield, IL
Broker

Jamie Nichols is a registered investment advisor at Cetera Investment Advisers LLC, based in Springfield, IL, with 17 years of industry experience. Jamie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Springfield, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Jamie is a CPA and partner at Pehlman & Dold, PC, a tax and accounting firm, since 2004. This takes about a quarter of their time, with most of the hours occurring during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2008 - Present · 17 yrs 8 mos
Cetera Financial Specialists LLC
August 2008 - Present · 17 yrs 8 mos
Cetera Financial Specialists LLCBroker
August 2008 - Present · 17 yrs 8 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.