Mark Halby
Mark Halby is a CFP-designated registered investment advisor at Dlk Investment Management, based in Solana Beach, CA, with 16 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 470 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $6.0M | 1.00% |
| $6M+ | 0.85% |
Fees are negotiable. Lower fees have been paid under former pricing schedules.
Fee Estimator
Location
238 North Cedros Ave, Suite 200, Solana Beach, CA, 92075
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is an agent and the son of the owner at Anthony Halby Insurance Agency since 2008, selling group and individual insurance products. This takes about a quarter of his time, with a similar amount of time during trading hours.
Employment History
Current Registrations
Dlk Investment Management
Previous Registrations
Nautilus Advisors LLC
New England Securities Corporation
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.