Alan Rhode is a CFP-designated registered investment advisor at Modern Wealth LLC, based in Blue Bell, PA, with 11 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 6 more. Their firm serves 85 clients with $25M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Modern Wealth offers investment management services where they manage individually tailored investment portfolios. They also offer the use of third-party managers. The annual fees are negotiable and are pro-rated and paid in arrears on a quarterly basis. The advisory fee is a tiered fee and is calculated by assessing the percentage rates using the predefined levels of assets as shown in the above chart and applying the fee to the account value as of the last day of the previous quarter.
For Private Wealth Management, fees are calculated in that the first $1,000,000 is charged a Private Wealth Management fee of 1.25%, the next $1,000,000 is charged 0.90%, and so on. The minimum assets for Private Wealth Management are $1,000,000 but is negotiable in some instances.
Contact
Alan Rhode
Location
Blue Bell, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Alan is the founder and CEO of Modern Wealth Coaching, providing financial coaching services. This activity requires minimal time and does not involve financial planning or investment advice.
Employment History
Current Registrations
Modern Wealth LLC
Previous Registrations
United Capital Financial Advisers
Ameriprise Financial Services, INC.
Mycio Wealth Partners, LLC
Janney Montgomery Scott LLC
Morgan Stanley Smith Barney LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
With over a decade of experience and active memberships in the CFP Board, The Investment and Wealth Institute, The Value Growth Company, The Exit Planning Institute, and the Kinder Institute of Life Planning, I’ve helped individuals, families, and businesses navigate their financial journeys with confidence.