Robert Copeland Filoon

CFA

Thornburg Investment Management INC

14 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Thornburg Investment Management INC

Compensation

Fee-Only (AUM)

Firm Size

29 advisors

Number of Clients

705 clients

Average Client Portfolio

$64.2M average

Assets Under Management

$45.3B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

2300 North Ridgetop Road, Santa Fe, NM, 87506

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Thornburg Investment Management INC

December 2022 - Present · 3 yrs 2 mos

Thornburg Securities LLCBroker

April 2017 - Present · 8 yrs 10 mos

Thornburg Securities LLC

April 2017 - Present · 8 yrs 10 mos

Previous Registrations

Nuveen Securities, LLCBroker

September 2015 - April 2017 · 1 yr 7 mos

Franklin/templeton Distributors, INC.Broker

January 2011 - September 2014 · 3 yrs 8 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

November 2009 - October 2010 · 11 mos

State Registrations3 states

CAMANM

AdvisorBrokerBoth

Exams

No exam information available for this advisor.