Richard Little
Richard Little is a registered investment advisor at Serenity Investment Advisors, based in Chicago, IL, with 15 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 434 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $1000K | 1.00% |
| $1.0M - $4.0M | 0.75% |
| $4.0M - $8.0M | 0.50% |
| $8M+ | 0.25% |
Fees may be negotiated at the Advisor's discretion.
Fee Estimator
Location
333 S. Wabash Ave., Suite 2700, Chicago, IL, 60604
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an independent insurance agent selling life insurance, which is conducted at the same location as his RIA business. The activity is not investment-related.
Employment History
Current Registrations
Serenity Investment Advisors
Previous Registrations
Kingsview Wealth Management, LLC
Edward Jones
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.