EP
CFA
EP
CFA

Eric Platt

11 Years of Experience
Greenwood Village, CO
Broker

Eric Platt is a CFA-designated registered investment advisor at Empower Capital Management, LLC, based in Greenwood Village, CO, with 11 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 152 clients with $68B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
152 clients
Average Client Portfolio
$449.6M average
Assets Under Management
$68.3B

Fee Structure

Investment management only (planning not offered)

Empower Capital Management manages investments for various entities, including affiliated funds, stable value accounts, and collective investment trusts. The fees vary depending on the client type and are calculated as a percentage of assets under management. These fees are negotiable and paid in arrears. The specific fee arrangements are determined through written agreements with each client.

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Location

8515 East Orchard Road, 2T3, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Empower Capital Management, LLC
March 2023 - Present · 3 yrs 1 mo
Empower Financial Services, INC.
December 2022 - Present · 3 yrs 4 mos
Empower Financial Services, INC.Broker
December 2022 - Present · 3 yrs 4 mos
Previous Registrations
Prudential Investment Management Services LLCBroker
April 2018 - December 2022 · 4 yrs 8 mos
Hartford Securities Distribution Company, INC.Broker
June 2011 - July 2013 · 2 yrs 1 mo
Prudential Investment Management Services LLCBroker
December 2009 - May 2011 · 1 yr 5 mos
State Registrations5 states
CTGAINNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Platt - Financial Advisor | TrueAdvisor