John Principe
John Principe is a CFP-designated registered investment advisor at Sagebroadview Wealth Management, LLC, based in Farmington, CT, with 15 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 4 more. Their firm serves 146 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
This is the portfolio management fee for Wealth Management and Young Professionals Program clients. Wealth Management clients also pay a fixed financial and tax planning fee ranging from $5,000 to $20,000 per year. Young Professionals Program clients also pay a monthly fee starting at $300 for individuals and $350 for couples, and a one-time onboarding fee of $1,000 for individuals and $1,500 for couples.
Fee Estimator
Contact
John Principe
Location
10 Waterside Drive, Suite 305, Farmington, CT, 06032-2837
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is an indirect owner of SageBroadview Tax, LLC, which provides tax preparation services. He spends minimal time on this non-investment related activity.
Employment History
Current Registrations
Sagebroadview Wealth Management, LLC
Previous Registrations
Sage Advisory Group, LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams