Joseph Summa is a CFA-designated registered investment advisor at Ascent Wealth Partners, LLC, based in New Hartford, NY, with 13 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 2 more. Their firm serves 1,024 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.15% |
| $1.0M - $5.0M | 0.90% |
| $5M+ | 0.75% |
Fees may be negotiable.
Fee Estimator
Location
89 Genesee Street, New Hartford, NY, 13413
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph is a board member and treasurer for Teugega Country Club, reviewing financials and preparing budgets, dedicating a few hours per week. He is also an adjunct professor at Utica College, spending about 10-20% of his time developing curriculum, facilitating classes, and evaluating students.
Employment History
Current Registrations
Ascent Wealth Partners, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Strategic Financial Services
Cadaret, Grant & CO., INC.Broker
State Registrations1 state
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