TrueAdvisor
TrueAdvisor
DW
DW

Derek W. Waslick

Fidelity Institutional Wealth Adviser LLC
11 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Fidelity Institutional Wealth Adviser LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
41 advisors
Number of Clients
52,688 clients
Average Client Portfolio
$123K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only

Location

Hampden, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Fidelity Institutional Wealth Adviser LLC
February 2022 - Present · 4 yrs
National Financial Services LLCBroker
January 2022 - Present · 4 yrs 1 mo
National Financial Services LLC
January 2022 - Present · 4 yrs 1 mo
Fidelity Brokerage Services LLCBroker
October 2021 - Present · 4 yrs 4 mos
Fidelity Brokerage Services LLC
October 2021 - Present · 4 yrs 4 mos
Previous Registrations
MML Investors Services, LLCBroker
May 2014 - August 2021 · 7 yrs 3 mos
Nylife Securities LLCBroker
October 2011 - March 2012 · 5 mos
First Investors CorporationBroker
May 2011 - July 2011 · 2 mos
State Registrations3 states
MARITX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.