James Warner is a CFP-designated registered investment advisor at Warner Wealth, based in Madison, CT, with 14 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 758 clients with $460M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
869 Boston Post Road, Madison, CT, 06443
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several business activities, including WD Enterprises (internet & marketing), Warner Allred Tax Solutions (minority owner, tax and accounting services), notary services, and multiple DBAs for his LPL business (Benchmark Asset Management, Warner Wealth, Warner Wealth Management). He also works as an insurance agent for The Warner Group and Crump Life Insurance Services, and provides investment advisory services through Warner Wealth, spending nearly full-time hours on this activity.
Employment History
Current Registrations
Warner Wealth
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Northstar Wealth Partners LLC
LPL Financial LLC
State Registrations29 states
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