Michelle Hams is a registered investment advisor at Heritage Wealth Management, INC., based in San Diego, CA, with 13 years of industry experience. Michelle operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 230 clients with $490M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10.0M - $15.0M | 0.85% |
| $15.0M - $20.0M | 0.80% |
| $20M+ | 0.75% |
Client Assets that are invested pursuant to the Firm’s Option Enhanced Portfolio Strategies and/or Private Placement Strategies will be assessed a fee of 0.35% in addition to the fees expressed in the table above. Fees negotiable for accounts over $20,000,000.
Fee Estimator
Location
11440 W. Bernardo Ct., Ste 390, San Diego, CA, 92127
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michelle works as a freelance makeup and beauty consultant from home, primarily on weekends. This activity, which is not investment-related, takes about 10-20% of Michelle's time.
Employment History
Current Registrations
Heritage Wealth Management, INC.
Previous Registrations
The Kocen Financial Group, INC.
LPL Financial LLC
LPL Financial LLCBroker
TD Ameritrade, INC.Broker
TD Ameritrade, INC.
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.