Florence Mwaura is a registered investment advisor, based in Oaks, PA, with 10 years of industry experience.
Location
One Freedom Valley Drive, Oaks, PA, 19456
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Florence is an advisory committee member for CHANGE Global Frontier Markets LP since 2018, focusing on governance oversight. She spends minimal time on this activity, primarily during bi-annual meetings.
Employment History
Current Registrations
Sei Investments Distribution CO.Broker
June 2022 - Present · 3 yrs 10 mos
Sei Investments Management CORP
June 2022 - Present · 3 yrs 10 mos
Sei Investments Distribution CO.
June 2022 - Present · 3 yrs 10 mos
UBS Asset Management (americas) LLC
November 2017 - Present · 8 yrs 5 mos
Previous Registrations
UBS Asset Management (US) INC.Broker
June 2015 - March 2022 · 6 yrs 9 mos
State Registrations2 states
ILPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.