Shaun Roach is a CFA-designated registered investment advisor at Pekin Hardy Strauss, INC., based in Chicago, IL, with 11 years of industry experience. Shaun operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 719 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pekin Hardy Strauss charges a percentage of your portfolio each year for investment management. The standard fees generally range from 0.50% to 1.25% per year. The exact fee is negotiable and depends on the complexity of your financial situation and the amount you invest. Pekin Hardy does not charge its investment management clients a fee on their holdings of the Appleseed Fund.
Location
227 West Monroe Street, Suite 3625, Chicago, IL, 60606
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pekin Hardy Strauss, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.