MO
MO

Michael James O'connor

9 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
14 advisors
Number of Clients
2,729 clients
Average Client Portfolio
$13.8M average
Assets Under Management
$37.7B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.75%
$500K+1.25%

Fees are subject to negotiation based on the circumstances of the client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

San Francisco, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael works full-time as a Relationship Manager in distribution at Polen Capital Management, LLC, focusing on business development and sales of Polen Capital Investment products. He is also a Registered Representative of Foreside Funds Distributors LLC, an unaffiliated Broker Dealer.

Employment History
Current Registrations
Polen Capital Management, LLC
March 2025 - Present · 11 mos
Foreside Funds Distributors LLC
March 2025 - Present · 11 mos
Foreside Funds Distributors LLCBroker
March 2025 - Present · 11 mos
Previous Registrations
Polen Capital Management, LLC
March 2025 - March 2025 · 0 mos
Amundi Asset Management US, INC.
January 2021 - February 2025 · 4 yrs 1 mo
Amundi Pioneer Institutional Asset Management, INC.
December 2016 - December 2020 · 4 yrs
Amundi Distributor US, INC.Broker
December 2015 - February 2025 · 9 yrs 2 mos
State Registrations50 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Michael James O'connor - Financial Advisor | TrueAdvisor