SP
SP

Sumant Sharad Pendharkar

7 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
144 clients
Average Client Portfolio
$325K average
Assets Under Management
$46.8M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

185 W Chestnut Ave, Monrovia, CA, 91016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sumant works as a real estate and mortgage agent for Googain, Inc. He also has a sole proprietorship, Hillview Books, for writing and selling books, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Transglobal Advisory, LLC
September 2021 - Present · 4 yrs 5 mos
Previous Registrations
Prima Innotech
March 2017 - December 2019 · 2 yrs 9 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.