Daniel Rivet is a CFP-designated registered investment advisor at The Foundry Financial Group, INC., based in Laconia, NH, with 8 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 296 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.75% |
| $1.0M - $10.0M | 0.65% |
| $10M+ | 0.50% |
Fee schedule is for investment advisory services only. Clients engaged prior to October 1, 2023, may have a grandfathered fee schedule: 0.70% on the first $500,000, 0.60% on the next $1,500,000, 0.50% on the next $8,000,000, 0.40% on all assets over $10,000,000. Investment management fee schedule to include financial planning services is as follows (a minimum annual fee of $5,000 will apply): 1.00% on the first $1,000,000, 0.80% on the next $9,000,000, 0.50% on all amounts over $10,000,000. The Foundry’s investment management fee schedule for 401(k) profit-sharing plans is as follows: 0.50% on the first $3,000,000, 0.40% on the next $7,000,000, 0.30% on all amounts over $10,000,000. The Foundry’s investment management fee schedule for SIMPLE IRA accounts is as follows: 0.50% on all plan assets.
Fee Estimator
Location
67 Water Street, Suite 101, Laconia, NH, 03246
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
The Foundry Financial Group, INC.
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.