Samuel John Friday

Dorsey, Wright & Associates, LLC

8 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Dorsey, Wright & Associates, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

21 advisors

Number of Clients

815 clients

Average Client Portfolio

$927K average

Assets Under Management

$755.1M

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Minimum Annual Fee:$1,250

Location

Arlington, VA

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Dorsey, Wright & Associates, LLC

July 2024 - Present · 1 yr 7 mos

Nasdaq Capital Markets Advisory LLC

July 2024 - Present · 1 yr 7 mos

Nasdaq Capital Markets Advisory LLCBroker

July 2024 - Present · 1 yr 7 mos

Previous Registrations

Meridian Investments, INC.Broker

February 2023 - July 2024 · 1 yr 5 mos

American Funds Distributors, INC.Broker

February 2020 - January 2023 · 2 yrs 11 mos

American Funds Distributors, INC.

January 2020 - January 2023 · 3 yrs

Cantor Fitzgerald Investment Advisors

September 2017 - December 2019 · 2 yrs 3 mos

State Registrations2 states

NYVA

AdvisorBroker

Exams

No exam information available for this advisor.