HL
HL

Hwan Lee

6 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
11 advisors
Number of Clients
235 clients
Average Client Portfolio
$177K average
Assets Under Management
$41.6M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $5.0M1.25%
$5.0M - $10.0M1.00%
$10.0M - $25.0M0.85%
$25.0M - $50.0M0.65%
$50.0M - $75.0M0.50%
$75M+0.45%

DS may charge a lesser fee based upon certain criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

960 Franklin Ave 1st Floor, Garden City, NY, 11530

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Dominari Securities LLCBroker
February 2025 - Present · 1 yr
Dominari Securities LLC
February 2025 - Present · 1 yr
Previous Registrations
Equityzen Securities LLCBroker
January 2025 - February 2025 · 1 mo
Morgan Stanley
July 2021 - April 2024 · 2 yrs 9 mos
Morgan StanleyBroker
July 2021 - April 2024 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2019 - July 2021 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2019 - July 2021 · 2 yrs 2 mos
AXA Advisors, LLC
December 2018 - May 2019 · 5 mos
AXA Advisors, LLCBroker
October 2018 - May 2019 · 7 mos
State Registrations5 states
CAFLMINJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Hwan Lee - Financial Advisor | TrueAdvisor