Sean O'connor is a registered investment advisor at Serenity Investment Advisors, based in Chicago, IL, with 7 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 434 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $1000K | 1.00% |
| $1.0M - $4.0M | 0.75% |
| $4.0M - $8.0M | 0.50% |
| $8M+ | 0.25% |
Fees may be negotiated at the Advisor's discretion.
Fee Estimator
Location
333 S. Wabash Ave., Suite 2700, Chicago, IL, 60604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sean works as a tax preparer and assists with bookkeeping for Lisa A Spaay CPA LLC. He dedicates about 10-20% of his time during trading hours and about a quarter of his time outside of trading hours to this activity.
Employment History
Current Registrations
Serenity Investment Advisors
Previous Registrations
O'connor Wealth Planning LLC
Ameriprise Financial Services, LLC.
Ameriprise Financial Services, LLCBroker
State Registrations2 states
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