RG
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Rachel Geringer

7 Years of Experience
Gig Harbor, WA
Broker

Rachel Geringer is a registered investment advisor at D.A. Davidson & CO., based in Gig Harbor, WA, with 7 years of industry experience. Rachel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Gig Harbor, WA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.
October 2023 - Present · 2 yrs 6 mos
D.A. Davidson & CO.
June 2023 - Present · 2 yrs 10 mos
D.A. Davidson & CO.Broker
June 2023 - Present · 2 yrs 10 mos
Previous Registrations
Fsc Securities CorporationBroker
December 2020 - June 2023 · 2 yrs 6 mos
Royal Alliance Associates, INC.Broker
December 2020 - June 2023 · 2 yrs 6 mos
Sagepoint Financial, INC.Broker
December 2020 - June 2023 · 2 yrs 6 mos
Woodbury Financial Services, INC.Broker
December 2020 - June 2023 · 2 yrs 6 mos
Securities America, INC.Broker
November 2020 - December 2020 · 1 mo
Kms Financial Services, INC.Broker
March 2018 - November 2020 · 2 yrs 8 mos
State Registrations24 states
AKAZCACOCTFLHIIDILMDMSMTNYOHOKORRISCSDTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.