Kerry Rothemich
Kerry Rothemich is a registered investment advisor at Timecapital Investor Advisory Services INC, based in Smithown, NY, with 7 years of industry experience. Kerry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 222 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TimeCapital charges an annual advisory fee of up to 3% of the value of your portfolio. This fee is negotiable. Pershing Advisor Solutions acts as the broker-dealer and charges separate commissions and fees for transactions.
Location
Smithown, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kerry is a sole proprietor of Kerry F. Rothemich, CPA, PC since December 2024, dedicating nearly full-time hours to this non-investment related activity. Kerry also works as a solicitor for TimeCapital Investor Advisory Services Inc., spending a few hours per week soliciting clients.
Employment History
Current Registrations
Timecapital Investor Advisory Services INC
Timecapital Securities Corporation
Timecapital Securities CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.