SC
CFP
SC
CFP
Stephen Ciepiela
46 Years of Experience
Albuquerque, NM
1 DisclosureBrokerSells Insurance
Stephen Ciepiela is a CFP-designated registered investment advisor, based in Albuquerque, NM, with 46 years of industry experience.
Location
5951 Jefferson Ct. NE., Albuquerque, NM, 87109
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2003Settled
Other Business ActivitiesSells Insurance
Stephen is the owner of an insurance business since 1980, selling life, disability, long-term care insurance, and fixed annuities, taking about 10-20% of his time. He is also the founder of Charles Stephen & Co and an investment advisor at The Ameriflex Group, dedicating nearly full-time hours to these roles.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
June 2025 - Present · 10 mos
The Ameriflex Group
January 2021 - Present · 5 yrs 3 mos
Previous Registrations
Osaic Wealth, INC.Broker
September 2023 - July 2025 · 1 yr 10 mos
Sagepoint Financial, INC.Broker
January 2021 - September 2023 · 2 yrs 8 mos
Kestra Advisory Services, LLC
April 2016 - January 2021 · 4 yrs 9 mos
NFP Advisor Services, LLC
March 2006 - September 2016 · 10 yrs 6 mos
Charles Stephen and Company, INC.
April 2004 - March 2015 · 10 yrs 11 mos
Kestra Investment Services, LLCBroker
January 1998 - January 2021 · 23 yrs
Fortis Investors, INC.Broker
April 1994 - December 1997 · 3 yrs 8 mos
Sunamerica Securities, INC.Broker
September 1991 - August 1998 · 6 yrs 11 mos
Mutual Benefit Financial Service CompanyBroker
June 1990 - September 1991 · 1 yr 3 mos
Royal Alliance Associates, INC.Broker
November 1989 - June 1990 · 7 mos
The Lincoln National Life Insurance CompanyBroker
May 1987 - October 2001 · 14 yrs 5 mos
Lincoln Financial Advisors CorporationBroker
May 1987 - December 1993 · 6 yrs 7 mos
Lincoln National Pension Insurance CompanyBroker
May 1987 - January 1989 · 1 yr 8 mos
Sg Equities CorporationBroker
November 1986 - March 1987 · 4 mos
Investment Distributors INC.Broker
June 1986 - October 1986 · 4 mos
Nel Equity Services CorporationBroker
April 1984 - December 1984 · 8 mos
Integrated Resources Equity CorporationBroker
September 1982 - November 1989 · 7 yrs 2 mos
Lincoln National Pension Insurance CompanyBroker
December 1981 - May 1984 · 2 yrs 5 mos
Lincoln Financial Advisors CorporationBroker
March 1980 - May 1984 · 4 yrs 2 mos
The Lincoln National Life Insurance CompanyBroker
March 1980 - May 1984 · 4 yrs 2 mos
State Registrations10 states
AZCACOFLILNCNJNMNVTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.