Caleb Warren is a CFP-designated registered investment advisor at Warren Financial, LLC, based in Bangor, ME, with 6 years of industry experience. Caleb operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 47 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Fees are generally negotiable. Accounts within the same household may be combined for a reduced fee.
Fee Estimator
Location
1147 Hammond St, Ste 3, Bangor, ME, 04401
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
November 2023Criminal
March 2015Other Business Activities
Caleb works as an independent contractor for Warren Financial, serving as an IAR of Avery Rock Financial. This investment-related activity takes nearly all of Caleb's time.
Employment History
Current Registrations
Warren Financial, LLC
Previous Registrations
Avery Rock Financial, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.