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Rachael Ciocca

2 Years of Experience
Shelton, CT
Broker

Rachael Ciocca is a registered investment advisor at Warner Wealth, based in Shelton, CT, with 2 years of industry experience. Rachael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 758 clients with $460M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
7 advisors
IM Fee
Planning only
Assets Under Management
$458.5M
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Location

1 Enterprise Drive, Suite 105, Shelton, CT, 06484

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Rachael operates her LPL business under the DBA Warner Group and is a notary. She also provides investment advisory services through Warner Wealth, an independent investment advisor firm, dedicating full-time hours to this activity.

Employment History
Current Registrations
Warner Wealth
April 2025 - Present · 1 yr 1 mo
LPL Financial LLCBroker
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
LPL Financial LLC
March 2025 - April 2025 · 1 mo
State Registrations1 state
CT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.