Michael Roma is a registered investment advisor, based in New York, NY, with 6 years of industry experience.
Location
1166 Avenue of the Americas, 30th Floor, New York, NY, 10036
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cohen & Steers Securities, LLCBroker
January 2022 - Present · 4 yrs 3 mos
Cohen & Steers Capital Management INC.
January 2022 - Present · 4 yrs 3 mos
Cohen & Steers Securities, LLC
January 2022 - Present · 4 yrs 3 mos
Previous Registrations
Pgim Investments LLC
January 2020 - December 2021 · 1 yr 11 mos
Prudential Investment Management Services LLCBroker
January 2020 - December 2021 · 1 yr 11 mos
Pruco Securities, LLC.Broker
August 2019 - January 2020 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.