Stacey Buchholtz
Stacey Buchholtz is a registered investment advisor at Anchor Bay Capital, INC., based in Carlsbad, CA, with 4 years of industry experience. Stacey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 190 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Anchor Bay Capital's fees for investment management range from 0.95% to 1.75% annually. Accounts over $1,000,000 are typically charged 1.20% annually, and accounts above $4,000,000 are generally 1.00% annually. The specific fee depends on the types of investments, number of accounts, complexity of the client's financial situation, and the time and resources required.
Location
5780 Fleet St., Suite 308, Carlsbad, CA, 92008
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stacey was the owner/president of Qualified Consumer Exchange, Inc. (DBA QCE Insurance Solutions), which was used to sell health insurance; the corporation is being dissolved as Stacey is now working full-time for Prudential as an FPA, and she spends minimal time on this activity.
Employment History
Current Registrations
Anchor Bay Capital, INC.
Anchor Bay Private Wealth LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations3 states
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