James Ficano is a registered investment advisor, based in New York, NY, with 4 years of industry experience.
Location
1166 Avenue of the Americas, 30th Floor, New York, NY, 10036
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cohen & Steers Securities, LLCBroker
September 2024 - Present · 1 yr 7 mos
Cohen & Steers Capital Management INC.
September 2024 - Present · 1 yr 7 mos
Cohen & Steers Securities, LLC
September 2024 - Present · 1 yr 7 mos
Previous Registrations
Webull Financial LLCBroker
November 2021 - September 2024 · 2 yrs 10 mos
State Registrations5 states
CADENJNYPA
AdvisorBroker
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Exams
No exam information available for this advisor.