Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
4 advisors
Number of Clients
52 clients
Average Client Portfolio
$593K average
Assets Under Management
$30.9M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

5670 WIlshire Blvd, Suite 1800, Los Angeles, CA, 90036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Beth is a self-employed web marketing professional and an Investment Advisor Representative (IAR) with both HK Wealth Mgmt and Broxton Capital, dedicating minimal time to the IAR role. She also works as a marketing professional for Doozy Cards LLC.

Employment History
Current Registrations
Broxton Capital Advisors
October 2021 - Present · 4 yrs 4 mos
Previous Registrations
Ias Capital Management INC.
December 2022 - January 2024 · 1 yr 1 mo
Omnia Capital Management, INC.
July 2021 - November 2022 · 1 yr 4 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Beth Van Rood - Financial Advisor | TrueAdvisor